The following piece is for educational purposes only.
Several people have asked us for educational material on the Second Amendment. The following is the best we have seen. The Founders had a deep fear of the government and of standing armies and a unbounded belief that the common man could be counted upon to defend the country. As you read this extensive piece on the Second Amendment, you should also see how important the Founders felt that gun ownership was. They believed it was paramount to the other rights and without private gun ownership none of the other rights could be preserved.
Conservative Tom
[Copyright © 1982 Stephen P. Halbrook; Northern Kentucky Law Review. Originally published as
10 N. Ky. L. Rev. 13-39 (1982). For
educational use only. The printed edition remains canonical. For citational use please obtain a back issue from William S. Hein & Co., 1285 Main Street, Buffalo, New York 14209; 716-882-2600 or 800-828-7571. Dr. Halbrook is the author of
That Every Man Be Armed: The Evolution of a Constitutional Right which may be obtained from
amazon.com]
TO KEEP AND BEAR THEIR PRIVATE ARMS: THE
ADOPTION OF THE SECOND AMENDMENT, 1787-1791
by Stephen P. Halbrook[*]
After the Constitution was submitted for ratification in 1787, political writings and debates in state conventions revealed two basic positions: the federalist view that a bill of rights was unnecessary because the proposed government had no positive grant of power to deprive individuals of rights, and the anti-federalist contention that a formal declaration would enhance protection of those rights. On the subject of arms, the federalists promised that the people, far from ever being disarmed, would be sufficiently armed to check an oppressive standing army. The anti-federalists feared that the body or the people as militia would be overpowered by a select militia of standing army unless there was a specific recognition of the individual right to keep and bear arms.
[1](p.14)
While their sojourns abroad prevented their active involvement in the ratification process, John Adams and Thomas Jefferson, the future leaders of the federalist and republican parties respectively, reiterated in 1787 their preferences for an armed populace. In his defense of the American constitutions, John Adams relied on classical sources in the context of an analysis of quotations from Marchamont Nedham's The Right Constitution of a Commonwealth (1656) to vindicate a militia of all the people:
"That the people be continually trained up in the exercise of arms, and the militia lodged only in the people's hands, or that part of them which are most firm to the interest of liberty, that so the power may rest fully in the disposition of their supreme assemblies." The limitation to "That part most firm to the interest of liberty," was inserted here, no doubt to reserve the right of disarming all the friends of Charles Stuart, the nobles and bishops. Without stopping to enquire into the justice, policy, or necessity of this, the rule in general is excellent .... One consequence was, according to [Nedham], "that nothing could at any time be imposed upon the people but by their consent .... As Aristotle tells us, in his fourth book on Politics, the Grecian states ever had special care to place the use and exercise of arms in the people, because the commonwealth is theirs who hold the arms: the sword and sovereignty ever walk hand in hand together." This is perfectly just. "Rome, and the territories about it, were trained up perpetually in arms, and the whole commonwealth, by this means, became one formal militia."
[2]
After agreeing that all the continental European states had achieved absolutism by following the Caesarian precedent of erecting "praetorian bands, instead of a public militia,"
[3] the aristocratic Adams rejected the very right which won independence from England: "To suppose arms in the hands of citizens, to be used at individual discretion, except in private self-defense, or by partial orders of towns ... is a dissolution of the government."
[4] But for the more radical Thomas Jefferson, individual discretion was acceptable for the use of arms not simply for private, but also for public
(p.15)defense. Writing in 1787, Jefferson stressed the inexorable connection between the right to have and use arms and the right to revolution as follows:
God forbid we should ever be twenty years without such a rebellion .... And what country can preserve its liberties, if its rulers are not warned from time to time, that this people preserve the spirit of resistance? Let them take arms .... The tree of liberty must be refreshed from time to time, with the blood of patriots and tyrants.
[5]
I. The Controversy Over Ratification of the Constitution
A. The Federalist Promise: To Trust The People With Arms
It was characteristic of the times that the federalists were actually in close agreement with Jefferson on the right to arms as a penumbra of the right to revolution. Thus, in
The Federalist No. 28, Hamilton wrote: "If the representatives of the people betray their constituents, there is then no resource left but in the exertion of that original right of self-defense which is paramount to all positive forms of government...."
[6] And in No. 29, Hamilton related the argument that it would be wrong for a government to require
the great body of yeomanry and of the other classes of citizens to be under arms for the purpose of going through military exercises and evolutions, as often as might be necessary to acquire the degree of perfection which would entitle them to the character of a well-regulated militia.... Little more can reasonably be aimed at with respect to the people at large than to have them properly armed and equipped....
This will not only lessen the call for military establishments, but if circumstances should at any time oblige the government to form an army of any magnitude that army can never be formidable to the liberties of the people while there is a large body of citizens, little if at all inferior to them in discipline and the use of arms, who stand
(p.16)ready to defend their rights and those of their fellow-citizens.
[7]
In
The Federalist No. 46, Madison, contending that "the ultimate authority ... resides in the people alone,"
[8] predicted that encroachments by the federal government would provoke "[p]lans of resistance" and an "appeal to a trial of force."
[9] To a regular army of the United States government "would be opposed a militia amounting to near half a million of citizens with arms in their hands," and referring to "the advantage of being armed, which the Americans possess over the people of almost every other nation," Madison wrote: "Notwithstanding the military establishments in the several kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms."
[10] If the people were armed and organized into militia, "the throne of every tyranny in Europe would be speedily overturned in spite of the legions which surround it."
[11]
The Constitution's proponents agreed that it conferred no federal power to deprive the people of their rights, because there was no explicit grant of such power and because the state declarations of right would prevail.
[12] The existence of an armed populace, superior in its forces even to a standing army, and not a paper bill of rights, would check despotism. Noah Webster promised that even without a bill of rights, the American people would remain armed to such an extent as to be superior to any standing army raised by the federal government:
Another source of power in government is a military force. But this, to be efficient, must be superior to any force that exists among the people, or which they can command; for otherwise this force would be annihilated, on the first exercise of acts of oppression. Before a
(p.17)standing army can rule, the people must be disarmed; as they are in almost every kingdom in Europe. The supreme power in America cannot enforce unjust laws by the sword; because the whole body of the people are armed, and constitute a force superior to any band of regular troops that can be, on any pretence, raised in the United States. A military force, at the command of Congress, can execute no laws, but such as the people perceive to be just and constitutional; for they will possess the
power, and jealousy will instantly inspire the
inclination, to resist the execution of a law which appears to them unjust and oppressive.
[13]
Tench Coxe argued in his influential
An American Citizen that, should tyranny threaten, the "
friends to liberty ... using those arms which Providence has put into their hands, will make a solemn appeal to '
the power above.'"
[14] Coxe also wrote: "The militia,
who are in fact the effective part of the people at large, will render many troops
quite unnecessary. They will form a
powerful check upon the regular troops, and will generally be sufficient
to overawe them...."
[15] Writing as "A Pennsylvanian," Coxe went into even more detail:
The power of the sword, say the minority of Pennsylvania, is in the hands of Congress. My friends and countrymen, it is not so, for THE POWERS OF THE SWORD ARE IN THE HANDS OF THE YEOMANRY OF AMERICA FROM SIXTEEN TO SIXTY. The militia of these free commonwealths, entitled and accustomed to their arms, when compared with any possible army, must be
tremendous and irresistible. Who are the militia?
Are they not ourselves. Is it feared, then, that we shall turn our arms
each man against his own bosom. Congress have no power to disarm the militia. Their swords, and every other terrible implement of the soldier, are
the birth-right of an American.... [T]he unlimited power of the sword is not in the hands of either the
federal or state governments, but, where I trust in God it will ever remain,
in the hands of the people.
[16](p.18)
In summary, the Constitution's proponents promised that the individual right to keep and bear arms would be not simply a formal right but a fact which would render an armed citizenry more powerful than any standing army, and consequently a bill of rights was unnecessary. It was natural that the virtue of an armed populace or general militia was stressed in terms of its political value for a free society, since the ratification process involved political issues. Nonetheless the right to have weapons for non-political purposes such as self-protection or hunting--but never for aggression--appeared so obviously to be the heritage of free people as never to be questioned. In the words of "Philodemos": "Every free man has
a right to the use of the press, so he has to
the use of his arms." But if he commits libel, "he abuses his privilege, as unquestionably as if he were to plunge his sword into the bosom of a fellow citizen ...." Punishment, not "previous restraints," was the remedy for misuse of either right.
[17]
B. Anti-Federalist Fears: The People Disarmed, A Select Militia
Among the anti-federalist spokesmen, the great fear was that without protection by a bill of rights, creation of a select militia or standing army would result in the disarming of the whole people as militia and the consequent oppression of the populace. This fear had been expressed by the prediction of Oliver Ellsworth in the Federal Convention that the creation of "a select militia ... would be followed by a ruinous declension of the great body of the militia."
[18] John DeWitt contended: "It is asserted by the most respectable writers upon government, that a well regulated militia, composed of the yeomanry of the country, have ever been considered as the bulwark of a free people. Tyrants have never placed any confidence on a militia composed of freemen."
[19] DeWitt predicted that Congress "at their pleasure may arm or disarm all or any part
(p.19)of the freemen of the United States, so that when their army is sufficiently numerous, they may put it out of the power of the freemen militia of America to assert and defend their liberties...."
[20]
George Clinton, writing as "Cato," predicted a permanent force because of "the fear of a dismemberment of some of its parts, and the necessity to enforce the execution of revenue laws (a fruitful source of oppression) ...."
[21] "A Federal Republican" foresaw an army used "to suppress those struggles which may sometimes happen among a free people, and which tyranny will impiously brand with the name of sedition."
[22] The admission by some federalists, particularly James Wilson, that a small standing army was anticipated led to a particularly fearful reaction by anti-federalists. "[F]reedom revolts at the idea,"
[23] according to Elbridge Gerry, for the militia would become a federal force which "may either be employed to extort the enormous sums that will be necessary to support the civil list--to maintain the regalia of power--and the splendour of the most useless part of the community, or they may be sent into foreign countries for the fulfilment of treaties ...."
[24] Praising the Swiss militia model, "A Democratic Federalist" rejected Wilson's argument for a standing army, "that great support of tyrants," with the following reasoning:
Had we a standing army when the British invaded our peaceful shores? Was it a standing army that gained the battles of Lexington and Bunker's Hill, and took the ill-fated [John] Burgoyne? Is not a well-regulated militia sufficient for every purpose of internal defense? And which of you, my fellow citizens, is afraid of any invasion from foreign powers, that our brave militia would not be able immediately to repel?
[25]
The most influential writings stating the case against ratification of the Constitution without a bill of rights consisted of Richard Henry Lee's Letters from the Federal Farmer (1787-1788) (hereinafter Letters). Since most of Lee's proposals for specific (p.20)provisions of a bill of rights were subsequently adopted in the Bill of Rights, some with almost identical wording, the Letters provide an excellent commentary on the meaning of the provisions of the Bill of Rights in general and the second amendment in particular. Predicting the early employment of a standing army through taxation, Lee contended:
It is true, the yeomanry of the country possess the lands, the weight of property, possess arms, and are too strong a body of men to be openly offended--and, therefore, it is urged, they will take care of themselves, that men who shall govern will not dare pay any disrespect to their opinions. It is easily perceived, that if they have not their proper negative upon passing laws in congress, or on the passage of laws relative to taxes and armies, they may in twenty or thirty years be by means imperceptible to them, totally deprived of that boasted weight and strength: This may be done in a great measure by congress, if disposed to do it, by modelling the militia. Should one fifth or one eighth part of the men capable of bearing arms, be made a select militia, as has been proposed, and those the young and ardent part of the community, posessed of but little or no property, and all the others put upon a plan that will render them of no importance, the former will answer all the purposes of an army, while the latter will be defenseless.... I see no provision made for calling out the
posse comitatus for executing the laws of the union, but provision made for congress to call forth the militia for the execution of them--and the militia in general, or any select part of it, may be called out under military officers, instead of the sheriff to enforce an execution of federal laws, in the first instance, and thereby introduce an entire military execution of the laws.
[26]
In his second series of
Letters, Lee classified as "fundamental rights" the rights of free press, petition, and religion; the rights to speedy trial, trial by jury, confrontation of accusers and against self-incrimination; the right not to be subject to "unreasonable searches or seizures of his person, papers or effects"; and, in addition to the right to refuse quartering of soldiers, "the militia ought always to be armed and disciplined, and the usual defense of the country ...."
[27] Since these rights were all to be recognized in the Bill of Rights, it is appropriate to examine in detail the substance of Lee's concept of the militia:
A militia, when properly formed, are in fact the people themselves,
(p.21)and render regular troops in a great measure unnecessary .... [T]he constitution ought to secure a genuine and guard against a select militia, by providing that the militia shall always be kept well organized, armed, and disciplined, and include ... all men capable of bearing arms; and that all regulations tending to render this general militia useless and defenceless, by establishing select corps of militia, or distinct bodies of military men, not having permanent interests and attachments in the community to be avoided.
[28]
Thus, Lee feared that Congress, through its "power to provide for organizing, arming, and disciplining the militia" under article I § 8 of the proposed Constitution, would establish a "select militia" apart from the people which would be used as an instrument of domination by the federal government. The contemporary argument, that it is impractical to view the militia as the whole body of the people, and that the militia consists of the select corps known as the National Guard, also existed during the time of Lee, who refuted it in these terms:
But, say gentlemen, the general militia are for the most part employed at home in their private concerns, cannot well be called out, or be depended upon; that we must have a select militia; that is, as I understand it, particular corps or bodies of young men, and of men who have but little to do at home, particularly armed and disciplined in some measure, at the public expense, and always ready to take the field. These corps, not much unlike regular troops, will ever produce an inattention to the general militia; and the consequence has ever been, and always must be, that the substantial men, having families and property, will generally be without arms, without knowing the use of them, and defenseless; whereas,
to preserve liberty, it is essential that the whole body of the people always possess arms, and be taught alike, especially when young, how to use them; nor does it follow from this, that all promiscuously must go into actual service on every occasion. The mind that aims at a select militia, must be influenced by a truly anti-republican principle; and when we see many men disposed to practice upon it, whenever they can prevail, no wonder true republicans are for carefully guarding against it.
[29]
Richard Henry Lee's view that a well regulated militia was the armed populace rather than a select group, or "Prussian militia,"
[30] (p.22)was reiterated by proponents and opponents of a bill of rights. As "M. T. Cicero" wrote to "The Citizens of America":
Whenever, therefore, the profession of arms becomes a distinct order in the state ... the end of the social compact is defeated.... No free government was ever founded, or ever preserved its liberty, without uniting the characters of the citizen and soldier in those destined for the defence of the state.... Such are a well regulated militia, composed of the freeholders, citizen and husbandman, who take up arms to preserve their property, as individuals, and their rights as freemen.
[31]
The armed citizens would defend not only against foreign aggression, but also domestic tyranny. As expressed by another commentator: "The government is only just and perfectly free ... where there is also a
dernier resort, or real power left in the community to defend themselves against any attack on their liberties."
[32]
While the view continued to be expressed that "a bill of rights as long as my arm" had no place in the Constitution,
[33] a correspondent of the opposite persuasion noted that throughout his state people were "repairing and cleaning their arms, and every young fellow who is able to do it, is providing himself with a rifle or musket, and ammunition," but that civil war would be averted by adoption of a bill of rights.
[34] If these views reflect the resultant
(p.23)compromise that a bill of rights would guarantee broad rights without being overly detailed, they also indicate that the demand for a bill of rights was as strong as the demand for independence a decade before. And consistent throughout the debate thereon was the general understanding that the right to keep and bear arms was an individual right.
[35]
C. Demands in The State Conventions for a Written Guarantee that Every Man be Armed
In the debates in the state conventions over the ratification of the Constitution, the existence of an armed citizenry was presumed by federalists and anti-federalists alike as requisite to prevent despotism. Issues which divided the delegates included whether a written bill of rights guaranteeing the right to keep and bear arms and other individual rights should be added to the Constitution, and whether a provision guarding against standing armies or select militias was necessary. In the Pennsylvania convention, John Smilie warned: "Congress may give us a select militia which will, in fact, be a standing army--or Congress, afraid of a general militia, may say there shall be no militia at all. When a select militia is formed; the people in general may be disarmed."
[36] This argument assumed that the right to keep and bear arms
[37] would be protected
(p.24)by the people combining into general militias to prevent being disarmed by select forces. In response, James Wilson contended that the Constitution already allowed for the ultimate force in the people: "In its principles, it is surely democratical; for, however wide and various the firearms of power may appear, they may all be traced to one source, the people."
[38]
In the Massachusetts convention, William Symmes warned that the new government at some point "shall be too firmly fixed in the saddle to be overthrown by any thing but a general insurrection."
[39] Yet fears of standing armies were groundless, affirmed Theodore Sedgwick, who queried, "[I]f raised, whether they could subdue a nation of freemen, who know how to prize liberty, and who have arms in their hands?"
[40] In New York, Tredwell feared that "we may now surrender, with a little ink, what it may cost seas of blood to regain."
[41] And in the North Carolina convention, William Lenoir worried that Congress can "disarm the militia. If they were armed, they would be a resource against great oppressions.... If the laws of the Union were oppressive, they could not carry them into effect, if the people were possessed of proper means of
(p.25)defense."
[42]
But it was Patrick Henry in the Virginia convention who exposited most thoroughly the dual rights to arms and resistence to oppression: "Guard with jealous attention the public liberty. Suspect every one who approaches that jewel. Unfortunately, nothing will preserve it but downright force. Whenever you give up that force, you are inevitably ruined."
[43] Fearful of the power of Congress over both a standing army and the militia, Henry asked, "Have we the means of resisting disciplined armies, when our only defence, the militia, is put into the hands of Congress?"
[44] Furthermore, "of what service would militia be to you, when, most probably, you will not have a single musket in the state? For, as arms are to be provided by Congress, they may or may not furnish them."
[45] It was to meet such objections that prompted the adoption later of the second amendment, which sought to guarantee the revolutionary ideal expressed by Henry in these words: "The great object is, that every man be armed.... Every one who is able may have a gun."
[46] Henry's objection to federal control over arsenals within the states would apply equally to control over private arms:
Are we at last brought to such a humiliating and debasing degradation, that we cannot be trusted with arms for our own defence? Where is the difference between having our arms in our own possession and under our own direction, and having them under the management of Congress? If our defence be the
real object of having those arms, in whose hands can they be trusted with more propriety, or equal safety to us, as in our own hands?
[47]
George Mason buttressed Henry's arguments by pointing out that pro-British strategists resolved "to disarm the people; that it was the best and most effectual way to enslave them ... by totally disusing and neglecting the militia."
[48] Mason also clarified that under prevailing practice the militia included all people, rich and poor. "Who are the militia? They consist now of the whole people,
(p.26)except a few public officers."
[49] Throughout the debates Madison sought to picture the observations of Henry and Mason as exaggerations and to emphasize that a standing army would be unnecessarily consequent on the existence of militias
[50]--in short, that the people would remain armed. And Zachariah Johnson argued that the new Constitution could never result in religious or other oppression: "The people are not to be disarmed of their weapons. They are left in full possession of them."
[51]
The objections of the anti-federalist pamphleteers and orators, particularly George Mason and Richard Henry Lee, prompted the state ratifying conventions to recommend certain declarations of rights which became the immediate source of the Bill of Rights. Each and every recommendation which mentioned the right to keep and bear arms clearly intended an individual right. The individual character of the right is evident additionally in those proposals made in the conventions wherein a majority of delegates voted against a comprehensive bill of rights. The latter was the case in regard to the proposals of Samuel Adams in the Massachusetts convention "that the said Constitution be never construed to authorize Congress to infringe the just liberty of the press, or the rights of conscience; or to prevent the people of the United States, who are peaceable citizens, from keeping their own arms...."
[52] Similarly, the proposals adopted by the Pennsylvania minority included the following:
That the people have a right to bear arms for the defense of themselves and their own state, or the United States, or for the purpose of killing game; and no law shall be passed for disarming the people or any of them, unless for crimes committed, or real danger of public injury from individuals....
[53](p.27)
New Hampshire was the first state to ratify the Constitution and recommended that it include a bill of rights, including a provision that "Congress shall never disarm any Citizen, unless such as are or have been in Actual Rebellion."
[54] Not only are these words in no way dependent upon militia uses, but the provision is separated from another article against standing armies by a provision concerning freedom of religion.
[55] The New Hampshire convention was the first wherein a majority proposed explicit recognition of the individual right later expressed in the second amendment.
[56] The New Hampshire and Pennsylvania proposals for the right to keep and bear arms were viewed as among "those amendments which particularly concern several personal rights and liberties."
[57]
George Mason's pen was at work in Virginia, which suggested the following provision:
That the people have a right to keep and bear arms; that a well-regulated militia, composed of the body of the people trained to arms, is the proper, natural, and safe defence of a free state; that standing armies, in time of peace, are dangerous to liberty, and therefore ought to be avoided....
[58]
Since these three propositions are stated independently of one another, it is obvious that the first is a general protection of the individual right to have arms for any and all lawful purposes, and is in no way dependent on the militia clause that follows. Madison's draft of the second amendment as later proposed with the Bill of Rights in Congress relied specifically on the recommendation by the Virginia convention.
[59]
The New York convention predicated its ratification of the Constitution on the following interconnected propositions:
That the powers of government may be reassumed by the people whensoever it shall become necessary to their happiness.... That the people have a right to keep and bear arms; that a well regulated
(p.28)militia, including the body of the people
capable of bearing arms, is the proper, natural, and safe defence of a free state.
[60]
Explicit in this language are the two independent declarations that individuals have a right to be armed and that the militia is the armed people. Similar language was adopted by the conventions of Rhode Island
[61] and North Carolina.
[62]
II. The Ratification of the Bill of Rights
A. Madison's Proposed Amendments: Guarantees of Personal Liberty
In acknowledgement of the conditions under which the state conventions ratified the Constitution, and in response to popular demand for a written declaration of individual freedoms, in 1789 the first U.S. Congress, primarily through the pen of James Madison, submitted for ratification by the states the Amendments to the Constitution which became the Bill of Rights. Relying upon the Virginia Declaration of Rights and the amendments proposed by the state conventions,
[63] on June 8, 1789, Madison proposed in the House of Representatives a bill of rights which included the following: "The right of the people to keep and bear arms shall not be infringed; a well armed, and well regulated militia being the best security of a free country: but no person religiously scrupulous of bearing arms shall be compelled to render military service in person."
[64] That Madison intended an individual right is clear not only from this wording, but also from his notes for his speech proposing the amendment: "They [proposed amendments] relate 1st. to private rights--fallacy on both sides--especy as to English Decln. of Rts.--1. mere act of parlt. 2. no freedom of press--Conscience ... attainders--arms to protestts."
[65](p.29)
Madison's colleagues clearly understood the proposal to be protective of individual rights. Fisher Ames wrote: "Mr. Madison has introduced his long expected amendments.... It contains a bill of rights ... the right of the people to bear arms."
[66] Ames wrote another correspondent as follows: "The rights of conscience, of bearing arms, of changing the government, are declared to be inherent in the people."
[67] And William Grayson informed Patrick Henry: "Last Monday a string of amendments were presented to the lower House; these altogether respected
personal liberty...."
[68]
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